CULVER FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  13 Hanover Square

  Mayfair

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402045703812

  Web

  https://www.culverfinancial.co.uk

• Complaints Contact

  13 Hanover Square

  Mayfair

  London

  W1S 1HN

  UNITED KINGDOM

  Phone

  +4402045703812

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Roger Frederick Smith

  IRN CRS00022

  • CF21 Investment Adviser (26 Feb 2004 to 28 Jul 2004)
• Christopher John Yates

  IRN CJY01009

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (AR) (24 Apr 2017 to 9 Jan 2025)
  • CF4 Partner (AR) (17 Nov 2016 to 12 Oct 2017)
  • CF30 Customer (4 Jul 2016 to 6 Jul 2020)
  • CF1 Director (12 Jan 2016 to 8 Dec 2019)
• Clifford Blaney

  IRN CXB00023

  • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
  • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
• Clive Raymond Nunn

  IRN CRN00008

  • CF30 Customer (9 Jun 2011 to 3 Nov 2011)
• David John Anderson

  IRN DJA01131

  • CF30 Customer (14 May 2009 to 31 Dec 2009)
• Derek John Lavington

  IRN DJL00009

  • CF1 Director (10 Jan 2002 to 17 Jan 2005)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Jan 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 17 Jan 2005)
• Elwood Clive Carroll

  IRN CXC00053

  • CF30 Customer (1 Oct 2008 to 28 Dec 2012)
• Emma Napier

  IRN EXN01101

  • CF11 Money Laundering Reporting (7 Dec 2010 to 25 Mar 2011)
  • CF10 Compliance Oversight (7 Dec 2010 to 25 Mar 2011)
• Gary Mark Treen

  IRN GMT00007

  • CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2002)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 6 Feb 2002)
• George Demetriou Asprou

  IRN GDA01021

  • CF1 Director (16 Oct 2002 to 16 Jan 2004)

• Culver Finance Limited (no longer appointed)

  FRN 828718 · Appointed 14 Dec 2018 · Until 23 Mar 2020

• North Row Capital LLP (no longer appointed)

  FRN 803787 · Appointed 9 Mar 2018 · Until 4 May 2018

• Ince Gordon Dadds Corporate Finance Limited (no longer appointed)

  FRN 771538 · Appointed 13 Feb 2017 · Until 22 Jan 2018

• James Stocks & Co (no longer appointed)

  FRN 692809 · Appointed 8 May 2015 · Until 1 Sep 2016

• IGD International LLP (no longer appointed)

  FRN 604592 · Appointed 17 Jul 2013 · Until 11 Oct 2017

• Hanover Financial Management Limited (no longer appointed)

  FRN 603811 · Appointed 5 Jul 2013 · Until 12 Jul 2023

• Culver Financial Advice Service Limited (no longer appointed)

  FRN 556589 · Appointed 20 Jul 2011 · Until 14 Feb 2013

• Culver Employee Benefit Consultants Limited (no longer appointed)

  FRN 556332 · Appointed 18 Jul 2011 · Until 12 Mar 2015

• Regent Wealth Management Ltd (no longer appointed)

  FRN 533550 · Appointed 14 Oct 2010 · Until 12 Feb 2013

• Culver Financial Consultancy Limited (no longer appointed)

  FRN 530668 · Appointed 26 Aug 2010 · Until 27 Jun 2013

No changes recorded yet.