Christopher John Yates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CULVER FINANCIAL MANAGEMENT LIMITED

    FRN 114852

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (24 Apr 2017 to 9 Jan 2025)
    • CF4 Partner (AR) (17 Nov 2016 to 12 Oct 2017)
    • CF30 Customer (4 Jul 2016 to 6 Jul 2020)
    • CF1 Director (12 Jan 2016 to 8 Dec 2019)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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