Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fowler Drew Limited
FRN 402423
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 29 Jul 2025)
- Responsible for Insurance Mediation (8 Oct 2015 to 30 Sep 2018)
- CF1 Director (15 Apr 2014 to 8 Dec 2019)
- CF30 Customer (10 Jul 2012 to 8 Dec 2019)
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- CF30 Customer (15 Jan 2010 to 6 Sep 2010)
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- CF30 Customer (3 Aug 2009 to 30 Dec 2009)
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- (8)Employed By (3 Aug 2009 to 30 Dec 2009)
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- CF30 Customer (14 May 2009 to 31 Dec 2009)
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- CF21 Investment Adviser (9 Jan 2003 to 12 May 2006)
- CF22 Investment Adviser (Trainee) (9 Aug 2002 to 14 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.