Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Jul 2025)
    • Responsible for Insurance Mediation (8 Oct 2015 to 30 Sep 2018)
    • CF1 Director (15 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (10 Jul 2012 to 8 Dec 2019)
  • Concept Financial Planning Ltd (no longer approved here)

    FRN 468797

    • CF30 Customer (15 Jan 2010 to 6 Sep 2010)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (3 Aug 2009 to 30 Dec 2009)
  • Focus Investment Planning Ltd (no longer approved here)

    FRN 434625

    • (8)Employed By (3 Aug 2009 to 30 Dec 2009)
  • CULVER FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 114852

    • CF30 Customer (14 May 2009 to 31 Dec 2009)
  • Partridge Muir & Warren Limited (no longer approved here)

    FRN 148029

    • CF21 Investment Adviser (9 Jan 2003 to 12 May 2006)
    • CF22 Investment Adviser (Trainee) (9 Aug 2002 to 14 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.