Concept Financial Planning Ltd

Date authorised
1 April 2013
Companies House
06247554
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Coach House
    1 Howard Road
    Reigate
    Surrey
    RH2 7JE
    UNITED KINGDOM
    Phone
    +4401737225665
    Web
    https://www.conceptfp.com

  • Complaints Contact

    The Coach House
    1 Howard Road
    Reigate
    Surrey
    RH2 7JE
    UNITED KINGDOM
    Phone
    +4401737225665

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Michael Elliott

    IRN AME00010

    • CF30 Customer (7 Jan 2013 to 3 Sep 2014)
  • Alison Richardson

    IRN AXR00512

    • Director of firm who is not a certification employee or a SMF manager (since 18 Jan 2022)
  • Carl Wilkinson

    IRN CXW01920

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (10 Jul 2023 to 13 Feb 2026)
    • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
  • Catriona Ann Lumiste

    IRN CAL01118

    • CF30 Customer (1 Mar 2011 to 7 Nov 2011)
  • Charlie James Nicholls

    IRN CXN00053

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 3 Jun 2024)
  • David John Anderson

    IRN DJA01131

    • CF30 Customer (15 Jan 2010 to 6 Sep 2010)
  • Dawn Keeling

    IRN DXK01800

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 27 Aug 2021)
    • [FCA CF] Functions requiring qualifications (since 27 Aug 2021)
  • Pascale Marie Cecile Fontaine

    IRN PMF01035

    • SMF3 Executive Director (9 Dec 2019 to 21 Jun 2021)
    • CF1 Director (20 May 2015 to 8 Dec 2019)
    • CF30 Customer (17 May 2013 to 8 Dec 2019)
  • Paul Stuart Richardson

    IRN PSR01040

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jul 2007 to 30 Sep 2018)
    • CF24 Pension Transfer Specialist (2 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (2 Jul 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (2 Jul 2007 to 31 Mar 2009)
    • CF1 Director (2 Jul 2007 to 8 Dec 2019)
  • Scott Paul Davis

    IRN SPD01100

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.