Scott Paul Davis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Jul 2012)
    • CF30 Customer (since 20 Jul 2012)
  • Hatten Wyatt Wealth Management LLP

    FRN 590279

    • (3)Employed By (since 30 Oct 2012)
  • 3D Financial Planning Ltd

    FRN 583112

    • (1)Employed By (since 20 Jul 2012)
  • THURLOWE CLARKE LIMITED (no longer approved here)

    FRN 125772

    • CF30 Customer (6 Jan 2010 to 1 Aug 2012)
    • CF1 Director (6 Jan 2010 to 1 Aug 2012)
  • Concept Financial Planning Ltd (no longer approved here)

    FRN 468797

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • Surrey Independent Advisers Limited (no longer approved here)

    FRN 228148

    • CF21 Investment Adviser (20 Feb 2007 to 30 Jul 2007)
    • CF22 Investment Adviser (Trainee) (7 Dec 2005 to 30 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 3D Financial Planning Ltd

  2. controlled function added: (1)Employed By at 3D Financial Planning Ltd