THURLOWE CLARKE LIMITED

• Principal Place of Business

  Thurlowe Clarke Ltd

  Hamilton House

  87-89 Bell Street

  Reigate

  Surrey

  RH2 7AN

  UNITED KINGDOM

  Phone

  +4401737237560

  Web

  https://www.thurlowe-clarke.co.uk

• Complaints Contact

  Thurlowe Clarke Ltd

  Hamilton House

  87-89 Bell Street

  Reigate

  Surrey

  RH2 7AN

  UNITED KINGDOM

  Phone

  +441737237560

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Patrick McNamara

  IRN DPM01147

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 11 Jan 2018)
  • Responsible for Insurance Mediation (11 Jan 2018 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (23 Aug 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Aug 2017 to 8 Dec 2019)
  • CF1 Director (25 Feb 2010 to 8 Dec 2019)
  • CF30 Customer (25 Feb 2010 to 8 Dec 2019)
• Deborah Lynne Thurlowe Adams

  IRN DLA00003

  • CF1 Director (1 Dec 2001 to 30 Mar 2009)
• Eugene George Thomas Adams

  IRN EGA00001

  • CF30 Customer (1 Nov 2007 to 22 Dec 2009)
  • CF8 Apportionment and Oversight (22 Nov 2006 to 31 Mar 2009)
  • CF10 Compliance Oversight (22 Nov 2006 to 22 Dec 2009)
  • CF11 Money Laundering Reporting (22 Nov 2006 to 22 Dec 2009)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 1 Dec 2001)
  • CF1 Director (1 Dec 2001 to 22 Dec 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Kenneth Alfred Baker

  IRN KAB00011

  • CF30 Customer (1 Nov 2007 to 30 Mar 2009)
  • CF1 Director (15 Dec 2004 to 30 Mar 2009)
  • CF21 Investment Adviser (15 Dec 2004 to 31 Oct 2007)
• Richard Roland Goodfellow

  IRN RRG00001

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF1 Director (1 Dec 2004 to 31 Mar 2010)
  • CF21 Investment Adviser (1 Dec 2004 to 31 Oct 2007)
• Scott Paul Davis

  IRN SPD01100

  • CF30 Customer (6 Jan 2010 to 1 Aug 2012)
  • CF1 Director (6 Jan 2010 to 1 Aug 2012)
• Siobhan Bernadette Reynolds

  IRN SBR01032

  • Director of firm who is not a certification employee or a SMF manager (since 2 Nov 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (23 Aug 2017 to 8 Dec 2019)
• Stephen Murphy

  IRN SXM02231

  • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 17 Sep 2020)
  • Responsibility for MCD Intermediation (15 Sep 2016 to 16 Feb 2020)
  • Responsible for Insurance Mediation (29 Sep 2011 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (13 Jan 2010 to 4 Jan 2018)
  • CF10 Compliance Oversight (13 Jan 2010 to 4 Jan 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (14 Sep 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (17 Aug 2007 to 31 Oct 2007)
  • CF1 Director (17 Aug 2007 to 8 Dec 2019)
• Stuart Brendan Simmons

  IRN SBS00002

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF21 Investment Adviser (12 May 2003 to 31 Oct 2007)
  • CF1 Director (12 May 2003 to 31 Mar 2010)
  • CF23 Corporate Finance Adviser (12 May 2003 to 17 Aug 2004)

No changes recorded yet.