Stephen Murphy

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THURLOWE CLARKE LIMITED (no longer approved here)

    FRN 125772

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Aug 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Sep 2020)
    • Responsibility for MCD Intermediation (15 Sep 2016 to 16 Feb 2020)
    • Responsible for Insurance Mediation (29 Sep 2011 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (13 Jan 2010 to 4 Jan 2018)
    • CF10 Compliance Oversight (13 Jan 2010 to 4 Jan 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (14 Sep 2007 to 31 Oct 2007)
    • CF1 Director (17 Aug 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.