Surrey Independent Advisers Limited

Date authorised
1 April 2013
Companies House
02947585
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Dairy Courtyard
    152-154 Ewell Road
    SURBITON
    Surrey
    KT6 6HE
    UNITED KINGDOM
    Phone
    +4402083353388
    Web
    https://www.siainsurance.co.uk

  • Complaints Contact

    Dairy Courtyard
    152-154 Ewell Road
    SURBITON
    Surrey
    KT6 6HE
    UNITED KINGDOM
    Phone
    +4402083353388

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Catherine Susan Duxberry

    IRN CSD00015

    • CF2 Non Executive Director (14 May 2004 to 22 Jun 2006)
  • Cheryl Yvonne Dunne

    IRN CYD01000

    • CF10 Compliance Oversight (4 Mar 2010 to 21 Oct 2013)
    • Responsible for Insurance Mediation (4 Mar 2010 to 23 Dec 2014)
    • CF29 Significant management (4 Mar 2010 to 21 Oct 2013)
    • CF11 Money Laundering Reporting (4 Mar 2010 to 21 Oct 2013)
  • Christopher Charles Browne

    IRN CXB14238

    • SMF3 Executive Director (9 Dec 2019 to 12 Sep 2024)
    • CF1 Director (5 Jul 2019 to 8 Dec 2019)
  • Colin Robert Duxberry

    IRN CRD00004

    • SMF1 Chief Executive (9 Dec 2019 to 14 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 12 Sep 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Sep 2024)
    • Responsible for Insurance Mediation (26 Jan 2015 to 30 Sep 2018)
    • CF3 Chief Executive (14 May 2004 to 8 Dec 2019)
    • CF1 Director (14 May 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 May 2004 to 22 Jun 2006)
  • Daniel Joseph Talbot

    IRN DJT00025

    • CF10 Compliance Oversight (15 Apr 2008 to 4 Jan 2010)
    • CF30 Customer (1 Nov 2007 to 4 Jan 2010)
    • CF8 Apportionment and Oversight (11 Jul 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 4 Jan 2010)
    • CF11 Money Laundering Reporting (14 May 2004 to 4 Jan 2010)
    • CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)
    • CF1 Director (14 May 2004 to 4 Jan 2010)
  • David Gardiner

    IRN DXG00557

    • SMF3 Executive Director (since 6 Sep 2024)
  • Douglas John Fry

    IRN DJF00006

    • CF21 Investment Adviser (14 May 2004 to 10 Nov 2006)
  • George Bernard Rice

    IRN GBR00005

    • CF21 Investment Adviser (14 May 2004 to 22 Jun 2006)
  • Gordon Charles Short

    IRN GCS00019

    • CF2 Non Executive Director (14 May 2004 to 22 Jun 2006)
  • James John Mallin

    IRN JJM01238

    • CF30 Customer (25 Jul 2008 to 4 Jan 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.