Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (18 Jul 2013 to 27 Jan 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 Mar 2013 to 27 Jan 2017)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (18 Sep 2012 to 31 Dec 2012)
    • CF1 Director (AR) (18 Sep 2012 to 14 Aug 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (3 Dec 2009 to 9 Nov 2012)
    • CF1 Director (AR) (3 Dec 2009 to 9 Nov 2012)
  • Surrey Independent Advisers Limited (no longer approved here)

    FRN 228148

    • CF10 Compliance Oversight (15 Apr 2008 to 4 Jan 2010)
    • CF30 Customer (1 Nov 2007 to 4 Jan 2010)
    • CF8 Apportionment and Oversight (11 Jul 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 4 Jan 2010)
    • CF11 Money Laundering Reporting (14 May 2004 to 4 Jan 2010)
    • CF1 Director (14 May 2004 to 4 Jan 2010)
    • CF21 Investment Adviser (14 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.