Colin Robert Duxberry

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Surrey Independent Advisers Limited (no longer approved here)
FRN 228148
- SMF1 Chief Executive (9 Dec 2019 to 14 Jun 2024)
- SMF3 Executive Director (9 Dec 2019 to 12 Sep 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 12 Sep 2024)
- Responsible for Insurance Mediation (26 Jan 2015 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 May 2004 to 22 Jun 2006)
- CF3 Chief Executive (14 May 2004 to 8 Dec 2019)
- CF1 Director (14 May 2004 to 8 Dec 2019)
Surrey Independent Advisers Ltd (no longer approved here)
FRN 184884
- Employed By (1 Aug 2003 to 22 Jun 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.