Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Surrey Independent Advisers Limited (no longer approved here)

    FRN 228148

    • CF10 Compliance Oversight (4 Mar 2010 to 21 Oct 2013)
    • CF11 Money Laundering Reporting (4 Mar 2010 to 21 Oct 2013)
    • CF29 Significant management (4 Mar 2010 to 21 Oct 2013)
    • Responsible for Insurance Mediation (4 Mar 2010 to 23 Dec 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.