Surrey Independent Advisers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Karl John Edwards
IRN KJE01020
- CF30 Customer (1 Nov 2007 to 4 Jan 2010)
- CF22 Investment Adviser (Trainee) (30 Oct 2006 to 31 Oct 2007)
Kathleen Short
IRN KXS00106
- CF1 Director (18 Apr 2008 to 18 May 2015)
Kathren Wright
IRN KXW01637
- SMF3 Executive Director (since 6 Mar 2025)
Keith Nigel Butler
IRN KNB00011
- CF21 Investment Adviser (27 Sep 2005 to 22 Jun 2006)
Paul Raymond Seddon
IRN PRS01142
- CF30 Customer (1 Nov 2007 to 4 Jan 2010)
- CF22 Investment Adviser (Trainee) (8 Aug 2007 to 31 Oct 2007)
Paul Stuart Richardson
IRN PSR01040
- CF24 Pension Transfer Specialist (9 Jan 2007 to 4 Jun 2007)
- CF1 Director (27 Jul 2006 to 4 Jun 2007)
- CF10 Compliance Oversight (13 Jul 2006 to 4 Jun 2007)
- CF21 Investment Adviser (6 Sep 2005 to 4 Jun 2007)
- CF22 Investment Adviser (Trainee) (24 Aug 2004 to 6 Sep 2005)
Scott Paul Davis
IRN SPD01100
- CF21 Investment Adviser (20 Feb 2007 to 30 Jul 2007)
- CF22 Investment Adviser (Trainee) (7 Dec 2005 to 30 Jul 2007)
Shirley Corbett
IRN SXC00110
- CF30 Customer (3 Jul 2009 to 12 Nov 2009)
Simon John Townsend
IRN SJT01222
- Responsible for Insurance Distribution (since 5 Sep 2024)
- SMF3 Executive Director (since 5 Sep 2024)
Stephen John Fletcher
IRN SJF00057
- CF21 Investment Adviser (14 May 2004 to 6 Sep 2005)

Smaller firms operating under this firm's FCA authorisation.

Daniel Augustus Lartey Jnr (no longer appointed)
FRN 461970 · Appointed 29 Dec 2006 · Until 11 Apr 2007
Christopher Browne (no longer appointed)
FRN 434030 · Appointed 14 Jun 2005 · Until 8 Feb 2008

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.