Shirley Corbett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (23 Aug 2011 to 29 Mar 2012)
Surrey Independent Advisers Limited (no longer approved here)
FRN 228148
- CF30 Customer (3 Jul 2009 to 12 Nov 2009)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (6 Feb 2008 to 9 Mar 2009)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF22 Investment Adviser (Trainee) (2 Nov 2005 to 30 Jan 2007)
- CF7 Sole Trader (AR) (2 Nov 2005 to 19 Dec 2005)
Key Retirement Solutions Limited (no longer approved here)
FRN 224987
- CF22 Investment Adviser (Trainee) (9 Nov 2004 to 10 Jun 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.