Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (21 Jun 2022 to 19 Oct 2023)
- [FCA CF] Functions requiring qualifications (21 Jun 2022 to 19 Oct 2023)
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- CF1 Director (AR) (2 Aug 2011 to 19 Apr 2013)
- CF30 Customer (1 Dec 2009 to 31 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 4 Jan 2010)
- CF22 Investment Adviser (Trainee) (8 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.