Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 25 Oct 2017)
    • CF1 Director (1 Feb 2013 to 8 Dec 2019)
  • Surrey Independent Advisers Limited (no longer approved here)

    FRN 228148

    • CF21 Investment Adviser (27 Sep 2005 to 22 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.