NATIONWIDE INDEPENDENT CONSULTANTS LIMITED

• Principal Place of Business

  170 Chiltern Drive

  Surbiton

  Surrey

  KT5 8LS

  UNITED KINGDOM

  Phone

  +4402083905335

  Web

  https://www.nationwideindependentconsultants.co.uk

• Complaints Contact

  170 Chiltern Drive

  Surbiton

  Surrey

  KT5 8LS

  UNITED KINGDOM

  Phone

  +4402083905335

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Franz Buchhaus

  IRN FXB00002

  • Responsibility for MCD Intermediation (20 May 2016 to 6 Oct 2017)
  • CF1 Director (1 Feb 2013 to 6 Oct 2017)
  • CF30 Customer (1 Feb 2013 to 6 Oct 2017)
• Keith Nigel Butler

  IRN KNB00011

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 25 Oct 2017)
  • CF1 Director (1 Feb 2013 to 8 Dec 2019)
• Maria Bulpin

  IRN MXB00610

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 5 Dec 2020)
  • Appointed representative dealing with clients for which they require qualification (5 Dec 2020 to 6 Dec 2020)
• Olivia Carmen Duggal

  IRN OCD01007

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Sole trader dealing with clients for which they require qualification (29 Apr 2021 to 30 Apr 2021)
  • CF30 Customer (17 Nov 2014 to 8 Dec 2019)
• Ray Duggal

  IRN RXD00009

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Sole trader dealing with clients for which they require qualification (29 Apr 2021 to 30 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Oct 2021)
  • SMF3 Executive Director (9 Dec 2019 to 27 Oct 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 27 Oct 2020)
  • Responsible for Insurance Mediation (1 Feb 2013 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Feb 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Feb 2013 to 8 Dec 2019)
  • CF1 Director (1 Feb 2013 to 8 Dec 2019)

No changes recorded yet.