Catriona Ann Lumiste

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Financial Care Solutions Limited

    FRN 977366

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2023)
    • Responsibility for MCD Intermediation (since 2 Mar 2023)
    • Responsible for Insurance Distribution (since 2 Mar 2023)
    • SMF16 Compliance Oversight (since 2 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Mar 2023)
    • SMF3 Executive Director (since 2 Mar 2023)
    • [FCA CF] Client dealing (since 2 Mar 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2023)
    • CF1 Director (AR) (1 Dec 2015 to 1 Mar 2023)
    • CF30 Customer (30 Sep 2013 to 1 Mar 2023)
  • INFORMED CHOICE LIMITED (no longer approved here)

    FRN 171077

    • CF30 Customer (3 Jan 2012 to 30 Sep 2013)
  • Concept Financial Planning Ltd (no longer approved here)

    FRN 468797

    • CF30 Customer (1 Mar 2011 to 7 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.