Date authorised
1 April 2013
Companies House
02947466
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sundial House
    20 High Street
    Cranleigh
    Surrey
    GU6 8AE
    UNITED KINGDOM
    Phone
    +4401483274566
  • Complaints Contact

    Sundial House
    20 High Street
    Cranleigh
    Surrey
    GU6 8AE
    UNITED KINGDOM
    Phone
    +4401483274566

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Credit Score Services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrea Ruth Bamford

    IRN ARB00010

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Andrew Bodman

    IRN AXB04199

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Apr 2022)
    • CF30 Customer (19 Jul 2018 to 8 Dec 2019)
  • Andrew James Neligan

    IRN AJN01088

    • CF1 Director (11 Apr 2011 to 23 Dec 2015)
    • CF30 Customer (5 Jun 2008 to 23 Dec 2015)
  • Andrew Newman

    IRN ADN00003

    • CF21 Investment Adviser (1 Dec 2001 to 30 Oct 2006)
  • Angela Marson

    IRN AXG00055

    • CF30 Customer (6 Jan 2010 to 10 Sep 2012)
  • Carl Wilkinson

    IRN CXW01920

    • CF30 Customer (18 Jul 2018 to 8 Dec 2019)
  • Catriona Ann Lumiste

    IRN CAL01118

    • CF30 Customer (3 Jan 2012 to 30 Sep 2013)
  • Christine Morris

    IRN CXO00009

    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2003)
  • Dermott Whelan

    IRN DPW01039

    • CF30 Customer (1 Jun 2009 to 29 Dec 2010)
  • Eifion Christopher Wynne

    IRN ECW00001

    • CF24 Pension Transfer Specialist (14 Nov 2002 to 31 Oct 2007)
    • CF1 Director (AR) (14 Nov 2002 to 3 Sep 2007)
    • CF21 Investment Adviser (14 Nov 2002 to 3 Sep 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.