Dermott Whelan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF1 Director (AR) (since 12 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Jan 2011)
  • Whelan Wealth Management Ltd

    FRN 956938

    • Employed By (since 12 Oct 2021)
  • Benchmark Financial Planning Limited (no longer approved here)

    FRN 227247

    • Employed By (29 Jun 2018 to 20 Oct 2021)
  • INFORMED CHOICE LIMITED (no longer approved here)

    FRN 171077

    • CF30 Customer (1 Jun 2009 to 29 Dec 2010)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF30 Customer (16 Apr 2008 to 5 Dec 2008)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF30 Customer (16 Apr 2008 to 5 Dec 2008)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (16 Apr 2008 to 5 Dec 2008)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • CF30 Customer (16 Apr 2008 to 5 Dec 2008)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 9 Jan 2008)
    • CF27 Investment Management (8 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.