Andrew James Neligan

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Neligan Financial Limited

    FRN 948260

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2021)
    • Responsible for Insurance Distribution (since 29 Jun 2021)
    • SMF16 Compliance Oversight (since 29 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jun 2021)
    • SMF3 Executive Director (since 29 Jun 2021)
    • [FCA CF] Client dealing (since 29 Jun 2021)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jun 2021)
    • CF30 Customer (4 Apr 2016 to 24 Jun 2021)
    • CF1 Director (AR) (4 Apr 2016 to 24 Jun 2021)
  • INFORMED CHOICE LIMITED (no longer approved here)

    FRN 171077

    • CF1 Director (11 Apr 2011 to 23 Dec 2015)
    • CF30 Customer (5 Jun 2008 to 23 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.