Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 28 Apr 2021)
- SMF1 Chief Executive (9 Dec 2019 to 28 Apr 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (17 Sep 2004 to 31 Oct 2007)
- CF1 Director (17 Sep 2004 to 8 Dec 2019)
- CF3 Chief Executive (17 Sep 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (17 Sep 2004 to 31 Mar 2009)
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- Responsible for Insurance Mediation (14 Jan 2005 to 17 Jan 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Apr 2002 to 29 Apr 2002)
- CF8 Apportionment and Oversight (1 Dec 2001 to 17 Jan 2005)
- CF1 Director (1 Dec 2001 to 17 Jan 2005)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.