LEABOLD FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  Valleys Innovation Centre

  Navigation Park

  Abercynon

  Rhondda Cynon Taf

  CF45 4SN

  UNITED KINGDOM

  Phone

  +4401443749991

  Web

  https://www.leabold.co.uk

• Complaints Contact

  Michael Wood Wealth Management Ltd

  Valleys Innovation Centre

  Navigation Park

  Abercynon

  Mountain Ash

  Rhondda Cynon Taf

  CF45 4SN

  UNITED KINGDOM

  Phone

  +4401443749991

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Holloway

  IRN AXH00488

  • [FCA CF] Material risk taker (31 Mar 2021 to 8 Jul 2023)
• Amanda Beacon

  IRN AJB01568

  • CF30 Customer (1 Nov 2007 to 30 Aug 2011)
  • CF21 Investment Adviser (11 Dec 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 Jul 2005 to 11 Dec 2006)
• Andrew Cale

  IRN ADC01171

  • CF30 Customer (13 Jan 2012 to 28 Mar 2013)
• Anthony Mark Parfitt

  IRN AMP00023

  • SMF1 Chief Executive (9 Dec 2019 to 28 Apr 2021)
  • SMF3 Executive Director (9 Dec 2019 to 28 Apr 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (17 Sep 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (17 Sep 2004 to 31 Mar 2009)
  • CF3 Chief Executive (17 Sep 2004 to 8 Dec 2019)
  • CF1 Director (17 Sep 2004 to 8 Dec 2019)
• Benjamin Tansley

  IRN BXT00270

  • Responsible for Insurance Distribution (since 27 Mar 2024)
  • SMF16 Compliance Oversight (since 27 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Mar 2024)
  • SMF3 Executive Director (since 27 Jul 2021)
  • [FCA CF] Functions requiring qualifications (1 Apr 2025 to 22 Apr 2025)
  • [FCA CF] Client dealing (30 Nov 2023 to 30 Nov 2024)
• Christopher May

  IRN CXM02783

  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 13 Oct 2023)
  • CF30 Customer (23 Jul 2018 to 8 Dec 2019)
• Daniel Arbiter

  IRN DXA00163

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 5 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 5 Jan 2024)
• David Boulton

  IRN DXB00005

  • CF30 Customer (25 Mar 2008 to 4 Sep 2008)
• Derek John Lavington

  IRN DJL00009

  • [FCA CF] Significant management (28 Apr 2021 to 31 Mar 2024)
  • SMF3 Executive Director (9 Dec 2019 to 5 Mar 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Mar 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Mar 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 5 Mar 2024)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (17 Sep 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Sep 2004 to 8 Dec 2019)
  • CF1 Director (17 Sep 2004 to 8 Dec 2019)
• Emma Jane Morteo

  IRN EJM01080

  • CF30 Customer (9 Jun 2008 to 25 Nov 2008)

No changes recorded yet.