Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Nov 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Nov 2023)
  • LEABOLD FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 402291

    • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 13 Oct 2023)
    • CF30 Customer (23 Jul 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.