Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LEABOLD FINANCIAL MANAGEMENT LIMITED
FRN 402291
- Responsible for Insurance Distribution (since 27 Mar 2024)
- SMF16 Compliance Oversight (since 27 Mar 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Mar 2024)
- SMF3 Executive Director (since 27 Jul 2021)
- [FCA CF] Functions requiring qualifications (1 Apr 2025 to 22 Apr 2025)
- [FCA CF] Client dealing (30 Nov 2023 to 30 Nov 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.