Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
- CF30 Customer (since 20 Jan 2021)
- CF1 Director (AR) (since 20 Jan 2021)
- [FCA CF] Functions requiring qualifications (2 Jul 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (2 Jul 2020 to 14 Feb 2021)
- CF30 Customer (9 Nov 2015 to 8 Dec 2019)
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Andy Stowell Financial Planning Limited
FRN 939767
- (1)Employed By (since 20 Jan 2021)
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- CF30 Customer (26 Aug 2011 to 6 Nov 2015)
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- CF30 Customer (2 Nov 2009 to 13 Jul 2011)
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- CF30 Customer (24 Nov 2008 to 28 Oct 2009)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (6 Nov 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (22 Sep 2006 to 23 Oct 2006)
- CF22 Investment Adviser (Trainee) (7 Dec 2005 to 22 Sep 2006)
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- CF21 Investment Adviser (22 Sep 2006 to 24 Oct 2006)
- CF22 Investment Adviser (Trainee) (7 Dec 2005 to 22 Sep 2006)
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- CF22 Investment Adviser (Trainee) (15 Jul 2004 to 16 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.