Liverpool Victoria Financial Advice Services Limited

Date authorised
1 April 2013
Companies House
03027145
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +448006816294
    Web
    https://www.lv.com

  • Complaints Contact

    County Gates
    -
    Bournemouth
    Dorset
    BH1 2NF
    UNITED KINGDOM
    Phone
    +4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Aristos Ruddle

    IRN AXR00655

    • [FCA CF] Significant management (since 10 Oct 2022)
  • Adam Smith

    IRN AXS02602

    • CF30 Customer (25 Feb 2009 to 4 Mar 2009)
  • Aidan Patrick Compton

    IRN AXC00302

    • [FCA CF] Significant management (2 Feb 2021 to 15 Feb 2022)
  • Akinlawon Olumekun

    IRN AXO00006

    • CF21 Investment Adviser (3 Jul 2002 to 10 Mar 2006)
    • CF22 Investment Adviser (Trainee) (1 Jan 2002 to 3 Jul 2002)
  • Alan Ronald Cook

    IRN ARC01064

    • SMF7 Group Entity Senior Manager (28 May 2020 to 28 Feb 2022)
  • Alan Thomas Mumford

    IRN ATM00015

    • CF21 Investment Adviser (17 Jun 2003 to 27 Jun 2003)
    • CF22 Investment Adviser (Trainee) (22 Oct 2002 to 17 Jun 2003)
  • Alan William Hourahine

    IRN AWH00010

    • CF21 Investment Adviser (8 Jan 2002 to 26 Apr 2007)
  • Alexander David Dockar

    IRN ADD00003

    • CF20 Significant Mgt (Settlements) (8 Jan 2002 to 1 Mar 2002)
  • Alexander James Corbett

    IRN AJC01618

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
  • Alison Carter

    IRN AXP01555

    • CF21 Investment Adviser (12 Feb 2007 to 26 Apr 2007)
    • CF22 Investment Adviser (Trainee) (1 Sep 2006 to 12 Feb 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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