Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
  • Mather & Murray Financial Ltd (no longer approved here)

    FRN 696226

    • [FCA CF] Functions requiring qualifications (17 Jul 2023 to 22 Nov 2023)
    • [FCA CF] Client dealing (17 Jul 2023 to 22 Nov 2023)
  • BUTLER TOLL LIMITED (no longer approved here)

    FRN 442229

    • [FCA CF] Client dealing (15 Apr 2021 to 24 Mar 2022)
    • [FCA CF] Functions requiring qualifications (15 Apr 2021 to 24 Mar 2022)
  • Chilvester Limited (no longer approved here)

    FRN 456753

    • CF30 Customer (12 Sep 2016 to 17 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.