Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 5 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
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- [FCA CF] Functions requiring qualifications (17 Jul 2023 to 22 Nov 2023)
- [FCA CF] Client dealing (17 Jul 2023 to 22 Nov 2023)
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- [FCA CF] Client dealing (15 Apr 2021 to 24 Mar 2022)
- [FCA CF] Functions requiring qualifications (15 Apr 2021 to 24 Mar 2022)
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- CF30 Customer (12 Sep 2016 to 17 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.