Chilvester Limited

• Principal Place of Business

  2 Avon Reach

  Monkton Hill

  Chippenham

  Wiltshire

  SN15 1EE

  UNITED KINGDOM

  Phone

  +4401249810050

  Web

  https://www.chilvester.co.uk

• Complaints Contact

  2 Avon Reach

  Monkton Hill

  Chippenham

  Wiltshire

  SN15 1EE

  UNITED KINGDOM

  Phone

  +4401249810050

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages and second charge mortgages
  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander James Corbett

  IRN AJC01618

  • CF30 Customer (12 Sep 2016 to 17 Jun 2019)
• Andrea Lesley Dams

  IRN ALD00020

  • [FCA CF] Functions requiring qualifications (28 Jun 2021 to 10 Mar 2023)
  • [FCA CF] Client dealing (28 Jun 2021 to 10 Mar 2023)
• Andrew Justin Tottman

  IRN AJT01150

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 25 Jan 2019)
  • Responsibility for MCD Intermediation (since 25 Jan 2019)
  • [FCA CF] Functions requiring qualifications (17 Apr 2020 to 19 Mar 2026)
  • [FCA CF] Client dealing (17 Apr 2020 to 19 Mar 2026)
  • CF1 Director (25 Mar 2014 to 8 Dec 2019)
  • CF30 Customer (12 Nov 2012 to 8 Dec 2019)
• Antony John Capener

  IRN AJC00003

  • SMF3 Executive Director (9 Dec 2019 to 16 Jul 2021)
  • Responsible for Insurance Distribution (1 Oct 2018 to 28 Jan 2019)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 28 Jan 2019)
  • CF11 Money Laundering Reporting (24 Feb 2012 to 6 Dec 2018)
  • CF30 Customer (1 Nov 2007 to 28 Mar 2019)
  • CF1 Director (31 Oct 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (31 Oct 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (31 Oct 2006 to 30 Sep 2018)
  • CF24 Pension Transfer Specialist (31 Oct 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (31 Oct 2006 to 6 Dec 2018)
• Darren Robert Broomfield

  IRN DRB00037

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Jun 2022)
  • [FCA CF] Client dealing (since 6 Jun 2022)
• David Alan Jones

  IRN DAJ01133

  • [FCA CF] Functions requiring qualifications (17 Apr 2020 to 30 Apr 2021)
  • CF30 Customer (12 Sep 2016 to 8 Dec 2019)
• Ian Peter Stone

  IRN IXS07880

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2018 to 8 Dec 2019)
• Melissa Thurgood

  IRN MXT00106

  • [FCA CF] Functions requiring qualifications (17 Apr 2020 to 16 Apr 2021)
• Rebecca Louise Lee

  IRN RLB01142

  • [FCA CF] Functions requiring qualifications (17 Apr 2020 to 14 Dec 2020)
  • CF30 Customer (9 May 2017 to 8 Dec 2019)
• Ryan Pipkin

  IRN RXP00281

  • [FCA CF] Functions requiring qualifications (17 May 2021 to 29 Sep 2021)
  • [FCA CF] Client dealing (17 May 2021 to 29 Sep 2021)

No changes recorded yet.