Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TMG Direct Limited
FRN 786245
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
- [FCA CF] Functions requiring qualifications (11 Jul 2024 to 23 Jul 2024)
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- Appointed representative dealing with clients for which they require qualification (15 Mar 2023 to 31 Oct 2024)
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- [FCA CF] Functions requiring qualifications (19 Apr 2021 to 10 Dec 2021)
- [FCA CF] CASS oversight function (19 Apr 2021 to 20 Apr 2021)
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- [FCA CF] Functions requiring qualifications (17 Apr 2020 to 16 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.