Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 Jun 2021 to 10 Mar 2023)
- [FCA CF] Functions requiring qualifications (28 Jun 2021 to 10 Mar 2023)
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- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 14 Apr 2021)
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- [FCA CF] Functions requiring qualifications (17 Aug 2016 to 17 Aug 2017)
- CF30 Customer (13 Jun 2011 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.