Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 25 Jan 2019)
    • Responsible for Insurance Distribution (since 25 Jan 2019)
    • [FCA CF] Functions requiring qualifications (17 Apr 2020 to 19 Mar 2026)
    • [FCA CF] Client dealing (17 Apr 2020 to 19 Mar 2026)
    • CF1 Director (25 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (12 Nov 2012 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (14 May 2009 to 9 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.