Mather & Murray Financial Ltd

• Principal Place of Business

  The Old Police Station

  91 High Street

  Cricklade

  Swindon

  Wiltshire

  SN6 6DF

  UNITED KINGDOM

  Phone

  +441793261626

  Web

  https://www.matherandmurray.co.uk

• Complaints Contact

  The Old Police Station

  91 High Street

  Cricklade

  Swindon

  Wiltshire

  SN6 6DF

  UNITED KINGDOM

  Phone

  +441793261626

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander James Corbett

  IRN AJC01618

  • [FCA CF] Client dealing (17 Jul 2023 to 22 Nov 2023)
  • [FCA CF] Functions requiring qualifications (17 Jul 2023 to 22 Nov 2023)
• Bryan James Smith

  IRN BXS00103

  • [FCA CF] Client dealing (1 Jul 2022 to 15 Sep 2022)
  • [FCA CF] Functions requiring qualifications (13 Jan 2021 to 15 Sep 2022)
• Daniel Howell

  IRN DXH00173

  • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 10 Sep 2021)
• Darren John Gregory

  IRN DJG01206

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2024)
• Helen Quayle

  IRN HXQ01013

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 4 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Mar 2024)
• Jack Wraithmell

  IRN JXW02550

  • [FCA CF] Client dealing (20 Oct 2020 to 31 Dec 2024)
  • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 31 Dec 2024)
• Jacob Leggatt

  IRN JXL00147

  • [FCA CF] Client dealing (20 Oct 2020 to 2 Jun 2025)
  • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 2 Jun 2025)
• John Stephen Murray

  IRN JSM01269

  • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 18 May 2023)
  • SMF3 Executive Director (9 Dec 2019 to 23 Jun 2022)
  • CF1 Director (14 Oct 2015 to 8 Dec 2019)
• Joseph Stoddard Ricks

  IRN JSR01109

  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 20 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
  • CF30 Customer (17 Aug 2016 to 8 Dec 2019)
• Katie Ricks

  IRN KXR00339

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 17 Apr 2024)
  • [FCA CF] Client dealing (since 17 Apr 2024)

No changes recorded yet.