Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
    • [FCA CF] Client dealing (since 27 Jan 2025)
  • Mather & Murray Financial Ltd (no longer approved here)

    FRN 696226

    • [FCA CF] Client dealing (20 Oct 2020 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 31 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (6 Jun 2016 to 20 Sep 2016)
  • OneDome Capital Ltd (no longer approved here)

    FRN 582895

    • (13)Employed By (6 Jun 2016 to 20 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

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