Darren John Gregory

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuum (Financial Services) LLP

    FRN 802331

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2025)
    • [FCA CF] Client dealing (since 27 Jan 2025)
  • Mather & Murray Financial Ltd (no longer approved here)

    FRN 696226

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (28 May 2013 to 3 Jan 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (19 Nov 2007 to 11 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (15 Dec 2005 to 9 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Nov 2004 to 15 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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