Jacob Leggatt

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED

    FRN 431157

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Jun 2025)
    • [FCA CF] Manager of certification employee (18 Jun 2025 to 19 Jun 2025)
    • [FCA CF] Significant management (18 Jun 2025 to 19 Jun 2025)
  • Mather & Murray Financial Ltd (no longer approved here)

    FRN 696226

    • [FCA CF] Client dealing (20 Oct 2020 to 2 Jun 2025)
    • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 2 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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