Mather & Murray Financial Ltd

• Principal Place of Business

  The Old Police Station

  91 High Street

  Cricklade

  Swindon

  Wiltshire

  SN6 6DF

  UNITED KINGDOM

  Phone

  +441793261626

  Web

  https://www.matherandmurray.co.uk

• Complaints Contact

  The Old Police Station

  91 High Street

  Cricklade

  Swindon

  Wiltshire

  SN6 6DF

  UNITED KINGDOM

  Phone

  +441793261626

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kerry Sheldon Walters

  IRN KXW83576

  • [FCA CF] Functions requiring qualifications (14 Apr 2021 to 13 May 2022)
• Kevin Thomas

  IRN KWT00005

  • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 11 Feb 2025)
  • [FCA CF] Client dealing (1 Nov 2022 to 11 Feb 2025)
• Laverne Marcia Picart

  IRN LXP06962

  • [FCA CF] Functions requiring qualifications (2 Jun 2021 to 20 Aug 2023)
  • [FCA CF] Client dealing (2 Jun 2021 to 20 Aug 2023)
• Martin Everson

  IRN MXE00155

  • [FCA CF] Client dealing (20 Feb 2023 to 31 Oct 2024)
  • [FCA CF] Functions requiring qualifications (12 Aug 2021 to 31 Oct 2024)
• Michael James Rice

  IRN MJR01433

  • [FCA CF] Client dealing (20 Oct 2020 to 12 Jun 2022)
  • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 12 Jun 2022)
• Michael Rice

  IRN MXR01075

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Oct 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
• Niall MacLean

  IRN NXM00004

  • CF30 Customer (9 Apr 2018 to 8 Dec 2019)
• Rachel Louise Hutton

  IRN RLH01086

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 15 Sep 2025)
  • [FCA CF] Client dealing (since 15 Sep 2025)
  • Appointed representative dealing with clients for which they require qualification (15 Sep 2025 to 16 Sep 2025)
• Samuel Mather-Holgate

  IRN SXM02294

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 20 Oct 2020)
  • [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 3 Sep 2016)
  • Responsible for Insurance Mediation (14 Oct 2015 to 30 Sep 2018)
  • CF1 Director (14 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (14 Oct 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Oct 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Oct 2015 to 8 Dec 2019)
• Sarah Louise Searle

  IRN SXS00954

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
  • [FCA CF] Client dealing (since 2 Jan 2025)

No changes recorded yet.