Michael James Rice

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mather & Murray Financial Ltd (no longer approved here)

    FRN 696226

    • [FCA CF] Client dealing (20 Oct 2020 to 12 Jun 2022)
    • [FCA CF] Functions requiring qualifications (20 Oct 2020 to 12 Jun 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (4 Mar 2014 to 11 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.