Samuel Mather-Holgate

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mather & Murray Financial Ltd

    FRN 696226

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 20 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Sep 2016)
    • CF10 Compliance Oversight (14 Oct 2015 to 8 Dec 2019)
    • CF1 Director (14 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (14 Oct 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Oct 2015 to 30 Sep 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (2 Apr 2012 to 17 Mar 2015)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (5 Jan 2012 to 1 Apr 2012)
  • THROGMORTON PRIVATE CAPITAL LIMITED (no longer approved here)

    FRN 431157

    • CF30 Customer (12 Mar 2010 to 2 Sep 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Jan 2008 to 4 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.