Kerry Sheldon Walters

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mather & Murray Financial Ltd (no longer approved here)
FRN 696226
- [FCA CF] Functions requiring qualifications (14 Apr 2021 to 13 May 2022)
Stepping Stones Financial Planning LLP (no longer approved here)
FRN 799041
- [FCA CF] Functions requiring qualifications (1 Sep 2020 to 31 Mar 2021)
Santander UK Plc (no longer approved here)
FRN 106054
- [FCA CF] Functions requiring qualifications (6 Dec 2019 to 1 Sep 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.