Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Jan 2025)
    • CF30 Customer (since 9 Jan 2025)
    • (218)Employed By (since 9 Jan 2025)
  • Mather & Murray Financial Ltd (no longer approved here)

    FRN 696226

    • [FCA CF] Client dealing (20 Feb 2023 to 31 Oct 2024)
    • [FCA CF] Functions requiring qualifications (12 Aug 2021 to 31 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.