Kevin Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRINITY GLOBAL CAPITAL UK LTD

    FRN 523393

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2026)
    • [FCA CF] Client dealing (since 26 Jan 2026)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 802331

    • [FCA CF] Functions requiring qualifications (17 Feb 2025 to 27 Feb 2026)
    • [FCA CF] Client dealing (17 Feb 2025 to 27 Feb 2026)
  • Mather & Murray Financial Ltd (no longer approved here)

    FRN 696226

    • [FCA CF] Functions requiring qualifications (1 Nov 2022 to 11 Feb 2025)
    • [FCA CF] Client dealing (1 Nov 2022 to 11 Feb 2025)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (28 Mar 2018 to 31 Oct 2022)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (585)Employed By (28 Mar 2018 to 31 Oct 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 21 Sep 2010)
    • CF21 Investment Adviser (7 Feb 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Aug 2002 to 7 Feb 2003)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF22 Investment Adviser (Trainee) (20 Jan 2005 to 8 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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