TRINITY GLOBAL CAPITAL UK LTD

• Principal Place of Business

  1 Balloon Street

  Manchester

  M4 4BE

  UNITED KINGDOM

  Phone

  +4401615372228

  Web

  https://trinitycapitalpartners.co.uk

• Complaints Contact

  1 Balloon Street

  Manchester

  M4 4BE

  UNITED KINGDOM

  Phone

  +4401615372228

• P2P Lending Advice

  For Commercial, Professional, Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Michael Wells

  IRN DMW00050

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 2 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Feb 2024)
• Ellis William Batchelor

  IRN EWB00006

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Aug 2024)
  • SMF16 Compliance Oversight (since 16 Aug 2024)
• John Paul McIver

  IRN JPM00084

  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Feb 2024)
  • SMF3 Executive Director (9 Dec 2019 to 2 Feb 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 2 Feb 2024)
  • CF1 Director (26 Oct 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (26 Oct 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Oct 2010 to 8 Dec 2019)
  • CF30 Customer (26 Oct 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (26 Oct 2010 to 30 Sep 2018)
• Kevin Thomas

  IRN KWT00005

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 26 Jan 2026)
  • [FCA CF] Client dealing (since 26 Jan 2026)
• Laura Jayne Howarth

  IRN LXH00244

  • [FCA CF] Client dealing (2 Feb 2024 to 31 Jan 2025)
  • [FCA CF] Functions requiring qualifications (2 Feb 2024 to 31 Jan 2025)
• Matthew James Amesbury

  IRN MXA04154

  • [FCA CF] Client dealing (27 Feb 2024 to 17 May 2024)
  • [FCA CF] Functions requiring qualifications (27 Feb 2024 to 17 May 2024)
• Paul Andrew Howarth

  IRN PXH01639

  • SMF3 Executive Director (since 16 Aug 2024)
• Russell Provan

  IRN RXP01510

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 7 Feb 2025)
  • [FCA CF] Functions requiring qualifications (since 7 Feb 2025)

No changes recorded yet.