Russell Provan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRINITY GLOBAL CAPITAL UK LTD

    FRN 523393

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Feb 2025)
    • [FCA CF] Client dealing (since 7 Feb 2025)
  • KPW Investments LLP (no longer approved here)

    FRN 609061

    • CF1 Director (AR) (7 Feb 2024 to 24 Feb 2025)
    • [FCA CF] Client dealing (18 Mar 2021 to 24 Feb 2025)
    • [PRA CF] Key function holder (2 Mar 2020 to 20 May 2021)
    • [FCA CF] CASS oversight function (2 Mar 2020 to 20 May 2021)
    • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 24 Feb 2025)
    • [FCA CF] Manager of certification employee (2 Mar 2020 to 20 May 2021)
    • [FCA CF] Significant management (2 Mar 2020 to 20 May 2021)
    • SMF27 Partner (9 Dec 2019 to 24 Feb 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Feb 2025)
    • CF10 Compliance Oversight (19 Feb 2014 to 25 Jun 2014)
    • CF30 Customer (19 Feb 2014 to 8 Dec 2019)
    • CF4 Partner (19 Feb 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (19 Feb 2014 to 30 Sep 2018)
  • Orr Kerr Dykes Financial Services Limited (no longer approved here)

    FRN 197149

    • SMF3 Executive Director (21 Dec 2020 to 6 Feb 2025)
    • Responsible for Insurance Distribution (21 Dec 2020 to 6 Feb 2025)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 3 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

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