KPW Investments LLP

• Principal Place of Business

  K P W Investments (Scotland) Ltd

  7 Royal Crescent

  Glasgow

  Glasgow City

  G3 7SL

  UNITED KINGDOM

  Phone

  +441412484982

  Web

  http://www.kpwinvestments.co.uk

• Complaints Contact

  K P W Investments (Scotland) Ltd

  7 Royal Crescent

  Glasgow

  Glasgow City

  G3 7SL

  UNITED KINGDOM

  Phone

  +4401412484982

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only
  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Authorised to Operate

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 2 limitations Hide limitations

  • · Firm is permitted to carry on this activity in relation to first charge mortgages only
  • · Firm is not permitted to carry on this activity in relation to lifetime mortgages

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandra Irvine

  IRN AXI00112

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [PRA CF] Key function holder (since 21 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
  • [FCA CF] Client dealing (since 1 Jun 2022)
• Craig Richardson

  IRN CXR01354

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 19 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 19 Jul 2021)
  • [FCA CF] Client dealing (12 Jul 2021 to 13 Jul 2021)
• Edward Kelly

  IRN EXK01133

  • 11. Pension transfer specialist
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • CF1 Director (AR) (since 7 Feb 2024)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 2 Mar 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (30 Sep 2014 to 8 Dec 2019)
  • CF30 Customer (19 Feb 2014 to 8 Dec 2019)
  • CF4 Partner (19 Feb 2014 to 8 Dec 2019)
• Lorraine Hamilton

  IRN LGH01020

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 25 Mar 2025)
  • Appointed representative dealing with clients for which they require qualification (since 10 Dec 2024)
  • [FCA CF] Client dealing (since 10 Dec 2024)
  • CF30 Customer (since 7 Feb 2024)
• Murray John Greig

  IRN MJG01167

  • [FCA CF] Functions requiring qualifications (2 Jan 2026 to 19 Mar 2026)
  • [FCA CF] Client dealing (2 Jan 2026 to 19 Mar 2026)
• Paul Martin McCaughey

  IRN PMM00001

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
• Robert Rankin Fraser

  IRN RRF00006

  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • CF1 Director (AR) (since 7 Feb 2024)
  • SMF27 Partner (since 20 Dec 2023)
  • Responsibility for MCD Intermediation (since 20 Dec 2023)
  • [FCA CF] Client dealing (since 4 Oct 2021)
  • [FCA CF] Functions requiring qualifications (since 4 Oct 2021)
• Russell Provan

  IRN RXP01510

  • CF1 Director (AR) (7 Feb 2024 to 24 Feb 2025)
  • [FCA CF] Client dealing (18 Mar 2021 to 24 Feb 2025)
  • [PRA CF] Key function holder (2 Mar 2020 to 20 May 2021)
  • [FCA CF] CASS oversight function (2 Mar 2020 to 20 May 2021)
  • [FCA CF] Manager of certification employee (2 Mar 2020 to 20 May 2021)
  • [FCA CF] Significant management (2 Mar 2020 to 20 May 2021)
  • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 24 Feb 2025)
  • SMF27 Partner (9 Dec 2019 to 24 Feb 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 24 Feb 2025)
  • Responsible for Insurance Mediation (19 Feb 2014 to 30 Sep 2018)
  • CF4 Partner (19 Feb 2014 to 8 Dec 2019)
  • CF30 Customer (19 Feb 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Feb 2014 to 25 Jun 2014)
• Scott Douglas Williamson

  IRN SDW00012

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
  • [FCA CF] Client dealing (since 9 Feb 2026)
• Stephen Thomas

  IRN SXT00067

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 25 Mar 2025)
  • [FCA CF] Client dealing (since 31 Oct 2024)
  • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2024)
  • CF30 Customer (since 7 Feb 2024)

• Optimize Financial Solutions Limited

  FRN 460558 · Appointed 7 Feb 2024

No changes recorded yet.