Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARMSTRONG WATSON FINANCIAL PLANNING LTD
FRN 542122
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 11 Feb 2026)
- [FCA CF] Client dealing (since 11 Feb 2026)
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- [FCA CF] Client dealing (2 Jan 2026 to 19 Mar 2026)
- [FCA CF] Functions requiring qualifications (2 Jan 2026 to 19 Mar 2026)
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- CF1 Director (AR) (24 Nov 2022 to 4 Jul 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jul 2025)
- CF30 Customer (21 Apr 2018 to 4 Jul 2025)
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- Employed By (30 Jun 2012 to 15 Apr 2018)
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- CF30 Customer (12 Dec 2011 to 15 Apr 2018)
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- CF30 Customer (20 Oct 2010 to 15 Dec 2011)
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- CF21 Investment Adviser (24 Mar 2004 to 7 Dec 2004)
- CF22 Investment Adviser (Trainee) (20 May 2003 to 24 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.