Craig Richardson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KPW Investments LLP

    FRN 609061

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Jul 2021)
    • [FCA CF] Client dealing (since 19 Jul 2021)
    • [FCA CF] Client dealing (12 Jul 2021 to 13 Jul 2021)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jul 2021)
    • CF30 Customer (30 Jul 2019 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Jul 2021)
    • CF30 Customer (30 Jul 2019 to 8 Dec 2019)
  • McLay McAlister (Financial Services) Limited (no longer approved here)

    FRN 137446

    • (12)Employed By (30 May 2007 to 27 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.