Robert Rankin Fraser

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KPW Investments LLP

    FRN 609061

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 7 Feb 2024)
    • SMF27 Partner (since 20 Dec 2023)
    • Responsibility for MCD Intermediation (since 20 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2021)
    • [FCA CF] Client dealing (since 4 Oct 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (6 Mar 2002 to 21 Sep 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 6 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.