Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KPW Investments LLP
FRN 609061
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
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CHANNEL MORTGAGES LIMITED
FRN 1001688
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 5 Feb 2025)
- [FCA CF] Functions requiring qualifications (since 5 Feb 2025)
- [FCA CF] Manager of certification employee (3 Feb 2025 to 5 Feb 2025)
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- Director of firm who is not a certification employee or a SMF manager (10 Nov 2020 to 20 Jan 2022)
- CF30 Customer (14 Oct 2020 to 17 Nov 2020)
- CF1 Director (AR) (14 Oct 2020 to 20 Jan 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 20 Jan 2022)
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- CF30 Customer (1 Nov 2007 to 8 Aug 2011)
- CF21 Investment Adviser (29 Mar 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Nov 2004 to 29 Mar 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.