Scott Douglas Williamson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KPW Investments LLP

    FRN 609061

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
    • [FCA CF] Client dealing (since 9 Feb 2026)
  • Advanced (Scotland) Limited (no longer approved here)

    FRN 429914

    • [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Feb 2026)
    • CF30 Customer (27 Aug 2013 to 8 Dec 2019)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF30 Customer (12 Mar 2009 to 11 Nov 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (16 Jun 2008 to 12 Mar 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.