Advanced (Scotland) Limited

• Principal Place of Business

  6A Mains Drive

  Erskine

  Renfrewshire

  PA8 7JQ

  UNITED KINGDOM

  Phone

  +4401418125600

• Complaints Contact

  6A Mains Drive

  Erskine

  Renfrewshire

  PA8 7JQ

  UNITED KINGDOM

  Phone

  +4401418125600

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

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  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrine Baldi

  IRN AXD01591

  • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2021)
  • CF1 Director (15 Jun 2005 to 8 Dec 2019)
• Barry Cunningham

  IRN BXC00053

  • CF30 Customer (1 Nov 2007 to 8 Jul 2008)
  • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (27 Nov 2006 to 8 Jul 2008)
  • CF10 Compliance Oversight (29 Dec 2005 to 19 Apr 2007)
  • CF1 Director (29 Dec 2005 to 8 Jul 2008)
  • CF8 Apportionment and Oversight (29 Dec 2005 to 19 Apr 2007)
  • CF22 Investment Adviser (Trainee) (28 Oct 2005 to 14 Nov 2006)
• Craig Kerr Gibson

  IRN CKG00001

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] CASS oversight function (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (15 Jun 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (15 Jun 2005 to 31 Mar 2009)
  • CF21 Investment Adviser (15 Jun 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (15 Jun 2005 to 14 Nov 2006)
  • CF10 Compliance Oversight (15 Jun 2005 to 8 Dec 2019)
  • CF1 Director (15 Jun 2005 to 8 Dec 2019)
• Hugh Fulton Williamson

  IRN HFW00002

  • CF30 Customer (1 Nov 2007 to 11 Feb 2011)
  • CF21 Investment Adviser (27 Nov 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Sep 2005 to 27 Nov 2006)
• Scott Douglas Williamson

  IRN SDW00012

  • [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Feb 2026)
  • CF30 Customer (27 Aug 2013 to 8 Dec 2019)
• Stewart George Renton

  IRN SGR00014

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (16 Jul 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (16 Jul 2008 to 8 Dec 2019)
  • CF1 Director (29 Dec 2005 to 8 Dec 2019)
  • CF22 Investment Adviser (Trainee) (16 Sep 2005 to 14 Nov 2006)

No changes recorded yet.